Firm News

Boxerman Receives FINRA Arbitrator Certification

Sanford J. Boxerman recently completed all components of the Financial Industry Regulatory Authority’s (FINRA) mandatory Basic Arbitrator Training program and joined the ranks of FINRA’s arbitrators, a group of dedicated individuals serving the investing public and the securities industry.

“I had heard the FINRA was looking for arbitrators.  The idea of serving in a quasi-judicial role has always appealed to me, and several colleagues have told me I’d be good at it,” said Sanford. “I investigated it further and the more I learned the more interested I became.  So, I completed the application process, passed the tests and was informed that I had qualified.”

FINRA Arbitrators

FINRA arbitrators are highly engaged, dynamic individuals who collaborate to aid their communities and enhance their professional lives by resolving securities-related disputes. FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.


The Financial Industry Regulatory Authority is the largest independent, non-governmental regulator for all securities firms doing business with the public in the United States.

For additional information about FINRA, please click here.

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At Capes Sokol, we strive to find the best solutions to our client's legal problems and to turn even complex challenges into opportunities. That’s why each member of our St. Louis-based team is committed to looking at every issue from multiple angles. We bring teamwork and collaboration across disciplines. We take the time to listen and understand our clients' industries, problems and challenges. And then we apply deep legal knowledge, experience and creativity all leading to strategies and execution that just make sense.

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